Wendell Financial Services - Investment Advisory Services

Investment Advisory Services

We offer personal, professionally managed accounts.

GWNs Strategic Allocation Management (SAM) account is offered with a choice of risk tolerances which help you simplify the mutual fund selection process. SAM continually monitors economic and market conditions through sophisticated computer modeling. Our investment committee will then make portfolio recommendations based on these changes in the marketplace. SAM will automatically reposition or re-balance your accounts in accordance with the model selected and will provide you with a consolidated statement as well as market updates. For tax-qualified accounts, we offer custodial services through our relationship with Colonial Bank, N.A.

Tax Sheltered Services

GWN offers specialized services for individuals who qualify for programs under IRS Section 403(b). We have direct payroll deduction access for schools, colleges, hospitals and non-profit employers throughout the U.S. We have the experience and expertise to provide personalized Maximum Exclusion Allowance (MEA) calculations. We also offer a self-directed TSA custodial account through our custodial bank, Colonial Bank, N.A. Our custodial plan consolidates all of your holdings under one common plan, providing you with consolidated reporting and allowing you to maximize your plan through our TEFRA loan provision**.

Mutual Funds

GWN offers one of the largest selections of mutual funds available--over 2,500 funds from over 100 fund families*.

Fixed and Variable Annuities

Wendell Financial Services, LLC is associated with one of the top annuity marketing organizations in the nation. GWN in association with BISYS, a national annuity marketing and administrative company, provides some of the most competitive fixed annuities and represents over 30 insurance companies for their variable annuity products*.

Managed Accounts

An array of independent investment managers for private managed accounts is available. You may choose from a variety of prominent investment managers. Minimum account size may be applicable*.

Account Protection Services

GWN Securities is a member of the Securities Investor Protection Corporation (SIPC). Securities in your account protected up to $500,000. For details, please see www.sipc.org.

Insurance

We specialize in life, disability, and long-term care insurance to meet your financial planning needs.

*For more complete information about the securities offered, including charges and expenses, contact
GWN Securities and request a prospectus. Read carefully before you invest or send any money.

**Penalties may apply to withdrawals made prior to age 59 1/2 These rules are complex and contain many conditions and exceptions. Therefore, it is suggested that you consult with a professional tax advisor before you take a withdrawal from your retirement plan. You can find more specific information on the tax treatment of payments from qualified retirement plans in IRS Publication 575 and IRS Publication 590. These publications are available from your local IRS office or by calling 1-800-TAX-FORM.

A complete description of all fees and services may be found in the various disclosure statements. Please read these statements carefully before investing any money.